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Wednesday 24th February 2021 – Ready, set, go! – Webinar – Practical knowledge for the new regime – Duties and obligations
February 24 @ 10:00 am - 11:00 am NZDT
Wednesday 24th February 2021 – Ready, set, go! Webinar – Practical knowledge for the new regime – Duties and obligations
We are pleased to deliver to you a webinar series that will provide you and your adviser business the knowledge to ensure you are compliant for the new financial service regime which starts on the 15 March 2021.
Every adviser business will have to make changes to ensure they are compliant. For each business the changes which you will have to implement maybe different. All advice businesses will have to change their disclosure statements, while other businesses may also have to change their policies, procedures and controls to evidence they are compliant in the new regime.
The webinar series Ready, Set, Go has been designed to help assist you to meet your duties, obligations and code standards in a practical workshop style. The series will take you on a 7 week journey of one hour each week. We encourage you to participate on this journey over the 7 weeks to find out what you have in place, what you need to work on and help increase your knowledge and understanding along the way.
Webinar topic – Duties and obligations
This webinar is a combined session on the following duties and obligations.
Your duties under 431M,431N,431O,431P, including the relevant standards under the Code of Professional Conduct for Financial Advice Service, and regulations under the Act. How to evidence you are meeting this duty.
How do I join the webinar? Zoom Link – simply click on the link to register to the webinar.
Can I ask questions during the webinar? Members will be provided the opportunity to ask questions via the written ‘chat’ function or the Q & A tab.
What is the cost? This webinar is FREE to Financial Advice Members, Associates, Business Partners and friends of Financial Advice New Zealand. If you are not a member please click here to register.
CPD will automatically be applied to member’s accounts. If you are not a member and would like a Certificate of Attendance, please indicate on the webinar registration page.