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February 2023
The Road Ahead – Part 1 – Understanding your competency requirements in the regime
The Road Ahead - Part 1 - Understanding your competency requirements in the regime We are excited to be starting the “2023 The Road Ahead” four-part knowledge webinar series for financial advisers with a webinar on Professional Development Plans and CPD requirements. This is an important component of being licensed in the new regime. It’s that time of the year to have your Professional Development Plan fine-tuned for the year ahead. Let’s revisit this process and dig a bit deeper…
Find out more »The Road Ahead – Part 2 – Reviewing the stages of Disclosure and the complaints process.
The Road Ahead - Part 2 - Reviewing the stages of Disclosure and the complaints process. This is the second part of the “2023 The Road Ahead” four-part knowledge webinar series for financial advisers with a webinar on Disclosure and how it is provided to the client in the advice process. This is an important component of being licensed in the new regime. This webinar will provide an opportunity to review the stages of disclosure in your business and advice…
Find out more »The Road Ahead – Part 3 – Discussing good record keeping and tips for the year ahead.
The Road Ahead - Part 3 - Discussing good record keeping and tips for the year ahead. This is the third webinar in the “2023 The Road Ahead” four-part knowledge webinar series for financial advisers with a webinar on Record Keeping. Record keeping is a fundamentally important part of the new regime and advice businesses need to ensure they are using the best tools available to be both efficient and effective in their advice businesses. We are two years into…
Find out more »The Road Ahead – Part 4 – Enhancing your Business Continuity Plan – have you tested it?
The Road Ahead - Part 4 - Enhancing your Business Continuity Plan – have you tested it? This is the last webinar in the “2023 The Road Ahead” four-part knowledge webinar series for financial advisers with a webinar on Your Business Continuity Plan. Business continuity plans are often developed and left in the bottom draw as a low priority when you are busy providing financial advice to your client. However, in the new regime this is an important licensing condition…
Find out more »March 2023
Professional Ethics Workshop – Thursday, March 9th
Professional Ethics Workshop - Thursday, March 9th This workshop delivered by Financial Advice NZ & The Ethics Conversation supports and enhances the competence of financial advisers seeking to demonstrate their commitment to professional ethics and good practice that underpins all client relationships. The workshop session covers: business ethics fundamentals, conflicts of interest, bias and speaking up, along with an examination of risks, challenges and ethical dilemmas. It refers to the Code of Professional Conduct for Financial Advice Providers and financial…
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