Bring in the Experts Webinar Series

Bring in the Experts webinar series

Webinars will be recorded and can be viewed from our webinar library on our members’ site or via our LMS Ontrack by Kaplan Professional.

Upcoming Webinars:

• Wednesday 4 October, 10am – 2023 Consumer Research Launch on the Value of Financial Advice
• Wednesday 11 October, 10am – Making informed, responsible investment choices – the demand for ethical investing in NZ 
• Wednesday 18 October, 10am – Super Wednesday led by our Investment/Financial Planning MAC
• Wednesday 25 October, 10am – Demystifying vulnerable clients and Unpacking AML

Wednesday 4 October, 10am
2023 Consumer Research Launch on the Value of Financial Planning

The 2023 FPSB and Financial Advice New Zealand Value of Financial Planning Research launches on 4 October – World Financial Planning Day. FPSB CEO Dante De Gori, CFP, joins us live from USA to discuss the findings of this global consumer research which highlights the benefits of financial planning and the value of working with a professional financial adviser.

This study, commissioned by FPSB and Financial Advice New Zealand, and conducted by independent research firm MYMAVINS across 15 countries, examines the value of financial planning, measuring the financial and non-financial impact of financial planning across the quality of life, financial confidence, financial satisfaction and experienced value while debunking the myths surrounding financial planning and analysing the future of the profession.

Participating countries include Australia, Canada, Chinese Taipei, Hong Kong, India, Ireland, Malaysia, the Netherlands, New Zealand, the People’s Republic of China, the Republic of Korea, Singapore, South Africa, the United Kingdom and the United States.

The research builds on our 2021 Better Behaviours and 2020 Trust in Advice research and will provide advisers will some clear measures and infographics to share with potential clients about the value of seeking professional financial advice.

Don’t miss this exclusive opportunity to hear from FPSB CEO Dante De Gori on the official launch day of this research. Register now and be part of the community changing perspectives on the value of seeking professional financial advice and making a positive impact on the lives of New Zealanders.

About Dante De Gori, CFP

Dante De Gori, CFP, is the Chief Executive Officer of the Financial Planning Standards Board Ltd. (FPSB).

Prior to this, De Gori served as Chief Executive Officer of the Financial Planning Association of Australia (FPA) – the financial planning professional body in Australia and sixth largest Affiliate within the FPSB Network. For six years, he led teams focused on standards, certification, education, events, advocacy and consumer awareness, and made exceptional contributions to the Australian financial planning profession through a period of tremendous reform to help raise education and professional standards.

A proud CFP professional, De Gori is passionate about advancing the profession of financial planning and supporting CFP professionals around the globe. He has served on several FPSB committees and working groups, including as chair of the Council and chair of the Chief Executives Committee (CEC) from 2018 to 2021. In early 2022, De Gori joined FPSB as Head of Stakeholder Engagement.

De Gori has more than 20 years of experience in the financial planning profession. He’s worked in various senior roles within financial planning and compliance at ClearView Financial Management, Zurich Financial Services, Asteron Life and Suncorp Bank. He also spent six years as General Manager, Policy and Government Relations at FPA Australia before being named CEO. De Gori also served as Director of the Future2Foundation, the charity foundation of the financial planning profession in Australia, from 2016 to 2021.

De Gori was recently awarded the Association Influencer of the Year 2022 by the Australasian Society of Association Executives (AuSAE). He holds a Bachelor of Commerce (finance and marketing), a graduate certificate in politics and policy, a diploma in financial planning, has completed the Australian Institute of Company Directors Course (2021), and is currently completing a Master of Laws at the Australian National University.

De Gori is a proud husband and father who dedicates his life to the four F’s: family, food, football and financial planning.

As CEO, De Gori is a non-voting member of FPSB’s Board of Directors.

Wednesday 11 October, 10am
Making informed, responsible investment choices – the demand for ethical investing in NZ

In today’s financial world, ethical investing, Environmental, Social, and Governance (ESG) criteria, and Socially Responsible Investments (SRI) have been hot topics of discussion. Barry Coates, CEO of Mindful Money, joins us for this thought-provoking webinar as we explore these concepts, why they’re important, and their implications for investors.  

Discover the growing interest among New Zealanders in investing for positive social and environmental impact as detailed in Mindful Money’s latest research “Voices of Aotearoa – Demand for Ethical Investment in New Zealand 2023. Learn why ethical investing is not only a moral choice but also a financially sound one.   

Barry will also shed light on the alarming trend of KiwiSaver investments flowing into companies associated with deforestation. Find out how this issue is impacting our environment and what actions investors can take to combat it.  He will also discuss the concerning rise in KiwiSaver funds investing in fossil fuels and the role of passive investing in exacerbating this trend.

Don’t miss this opportunity to explore the potential for responsible investment to drive positive change and learn how you can align your clients’ investments with their values and contribute to a more sustainable future.  Register now!

Wednesday 18 October, 10am
Super Wednesday led by our Investment/Financial Planning MAC: Best Practice for File Reviews

This is a not to be missed webinar for all advisers interested in best practice for file reviews. Practitioners and compliance experts will discuss what is involved in reviewing a clients file. The webinar will transverse why we have reviews ranging from your legal obligations, client expectations and business processes.

It will provide practical tips on how and when to review a client file and the discussions that occur with clients such as financial planning, life values, and goals. This discussion will also cover a KiwiSaver review and what is considered best practice.

As an attendee you will obtain an insight into what is considered a good review process based upon FMA findings.  Register now!

Wednesday 25 October, 10am
Demystifying vulnerable clients and Unpacking AML

For those of you who may have missed Katrina’s presentation on our Out of the Box August Tour, she’s back to do it one more time! 

In this webinar, Katrina will workshop vulnerable clients as per legislation and regulatory interpretations to enhance your ability to identify and support vulnerable clients effectively. 

She will also explore whether you should be an AML reporting entity and what the requirements are if you are a reporting entity and if you are not. Understand the importance of verifying ID and your specific requirements. 

This session will ensure you meet the requirements of keeping competency, obtaining knowledge and your skills up to date. 

Feedback for this presentation has been overwhelmingly positive, and as requested, a copy of the presentation will be uploaded onto the members’ site together with the webinar. 

Webinar Replays

(subject to speaker approval)

You can watch webinar replays on our LMS platform Ontrack by Kaplan Professional. If you are not using Ontrack, you can browse and view previous Bring in the Experts webinars in the webinar library on our members site. Log into your account and go to Learning, Education, and Compliance > Webinar Library.