At the 2024 Financial Advice NZ conference the FMA shared some insights from their past monitoring visits. The purpose was to help advisers understand some of the advice practice areas that could be improved to help achieve higher compliance with the Code of Conduct. 

In this highly practical Risk Super Wednesday the Risk MAC are focusing on three areas of the findings where shortcomings have been observed: 

1. Solution suitability 
2. Process and documentation for changes to initial advice 
3. Replacement of products 

Hosted by the Dean Logan, Chair of the Risk MAC, this session will provide you insights into good practice, providing you the opportunity to consider your own processes and identify potential gaps in your documentation and workflows. 

If you register early, you will be sent an email with a link directly to the webinar. 

Free for Members | $50+gst for non-members 

Earn 1.5 CPD hour – CPD certificates for members will be sent via email within 10 working days after the webinar. If you are not a member and would like a Certificate of Attendance, please indicate on the webinar registration page. If you’re using Ontrack by Kaplan Professional, certificates can be accessed within the platform and will not be emailed.