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Bring in the Experts: FMA – What are Regulatory Returns? The consultation has begun.

October 19 @ 10:00 am - 11:00 am NZDT

Bring in the Experts

Wednesday 19th October – Bring in the Experts: FMA – What are Regulatory Returns? The consultation has begun.

Regulatory Returns are Standard Condition 3 for full FAP licences.

The consultation process has begun, and today you have the opportunity hear direct from the FMA on what this means for directors of FAPs, financial advisers, and our members.

What will FMA request from you to enable the monitoring of your ongoing capability to effectively perform the financial advice service under the FMC Act? Financial Advice NZ will prepare a submission on behalf of our members, and we encourage you to be involved. Join us for this webinar and have your say.

How do I join the webinar series? Zoom Link– simply click on the link to register for the series
Can I ask questions during the webinar? Members will be provided the opportunity to ask questions via the written ‘chat’ function or the Q & A tab.
What is the cost? Free for Financial Advice Members and $50+gst for non-members.

CPD will automatically be applied to member’s accounts within 10 working days after the webinar. If you are not a member and would like a Certificate of Attendance, please indicate on the webinar registration page.

Details

Date:
October 19
Time:
10:00 am - 11:00 am

Venue

Online

Organiser

Financial Advice New Zealand
Phone:
0800 432 101
Email:
info@financialadvice.nz
Website:
https://financialadvice.nz/