This is a not to be missed webinar for all advisers interested in best practice for file reviews. Practitioners and compliance experts will discuss what is involved in reviewing a clients file. The webinar will transverse why we have reviews ranging from your legal obligations, client expectations and business processes. It will provide practical tips on how and when to review a client file and the discussions that occur with clients such as financial planning, life values, and goals. This discussion will also cover a KiwiSaver review and what is considered best practice. As an attendee you will obtain an insight into what is considered a good review process based upon FMA findings.

If you register early you will be sent an email with a link directly to the webinar.

Free for Members | $50+gst for non-members

Earn 1.5 CPD hour –  CPD certificates for members will be sent via email within 10 working days after the webinar. If you are not a member and would like a Certificate of Attendance, please indicate on the webinar registration page. If you’re using Ontrack by Kaplan Professional, certificates can be accessed within the platform and will not be emailed.