The Council of Financial Regulators (being FMA, RBNZ, MBIE, Treasury, ComCom) have published an industry wide overview of regulatory initiatives. The section on Financial Advice Providers is towards the bottom of Page 3. Click...
Read MoreThe FMA recently asked for feedback on their proposed guidance on advertising offers of financial products under the Financial Markets Conduct Act 2013. The FMA’s proposed guidelines are available here on the FMA website Here is...
Read MoreFinancial Advice New Zealand is a professional membership body for financial advisers in New Zealand. It represents around 1600 members, of which roughly a third offer KiwiSaver advice as part of their core business. Financial...
Read MoreOn Monday 1 May, Financial Advice New Zealand made its submission on the Consultation Paper for the new Code.
Read MoreClick below to read the submission. Draft Financial Advice Code – Financial Advice New Zealand Submission – 9 November 2018 (002)
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