Overcoming barriers to obtain your full FAP licence with the FMA

If you are intending to apply for a full FAP licence join the FMA team on this webinar to discuss the requirements of obtaining a licence. There are seven standard conditions which are required to be met to obtain a licence. These are:

1. Record keeping

2. Internal complaints process

3. Regulatory returns

4. Outsourcing

5. Business continuity and technology systems

6. Ongoing requirements

7. Notification of material changes

The licensing process is performed on-line and requires you to complete 23 sections. The FMA will discuss the process of obtaining a full licence and the most commonly asked questions regarding obtaining a licence.

If you are Class 1 or Class 2 and have still not obtained a licence this is a not to be missed webinar.

How do I join the webinar series? Zoom Link– simply click on the link to register for the series

Can I ask questions during the webinar? Members will be provided the opportunity to ask questions via the written ‘chat’ function or the Q & A tab.

What is the cost? Free for Financial Advice Members and $50+gst for non-members.

CPD will automatically be applied to member’s accounts within 10 working days after the webinar. If you are not a member and would like a Certificate of Attendance, please indicate on the webinar registration page.