Bring in the Experts: Taking care of your clients when you can’t – how to include a locum adviser agreement in your BCP
OnlineBring in the Experts: Taking care of your clients when you can't - how to include a locum adviser agreement in your BCP You’re a solo adviser running your own Licensed FAP. Let’s talk about why is having a locum adviser agreement is a good strategy. How does a locum adviser fit in with your […]
Bring in the Experts: Staying compliant with business replacement strategies
OnlineBring in the Experts: Staying compliant with business replacement strategies Replacement of products can be contentious when it is seen to be maximising advisers revenue. However, we know good advice allows the adviser to recommend the best solution to meet the needs and goals of their clients. In this webinar we have a panel of […]
October general meeting of the Central Branch of Financial Advice New Zealand
October general meeting of the Central Branch of Financial Advice New Zealand To be held on Tuesday, 26th October 2021 at BDO Level 1, 32 Amesbury Street, Palmerston North Guest Speaker Peter Crawford Palmerston North City Council Economic Policy Adviser Topic Economic update for Manawatu and Whanganui 12.00pm Lunch with meeting finishing at 2pm Cost: $20 […]
October meeting of the Canterbury/Nelson Branch of Financial Advice New Zealand
October meeting of the Canterbury/Nelson Branch of Financial Advice New Zealand To be held on Tuesday 26th October at the Russley Golf Club Doors open at 1:45pm, presentation to start at 2pm This presentation will be focusing on Relationship Property matters and cover the following aspects: An introduction to the Property (Relationships) Act When might […]
Panel discussion with the experts – The new competency requirements – do you know what they are?
OnlinePanel discussion with the experts - The new competency requirements - do you know what they are? To provide regulated financial advice under the new regime, you need to comply with the Code of Professional Conduct for Financial Advice Standards. In particular, Part 2 – Competence, Knowledge and Skill. These have changed in the new […]
Bring in the Experts: No jab, no job
OnlineNo jab, no job We are just starting the conversation around what our expectations are in the workplace. Some workplaces have moved to having all employees and clients having two jabs before they can enter the workplace. What is legal and what do our experts think? On this webinar we have a panel of experts […]
Marketing and promotion – sending a clear message to your clients
OnlineMarketing and promotion - sending a clear message to your clients David Greenslade from Strategi will be delivering the new guidance from the FMA around advertising offers of financial products under the FMC Act. Liam Mason, FMA General Counsel, said: "Advertising can significantly influence people's investment decision making, so its critical that firms' marketing materials […]
Financial Advice NZ AGM
WellingtonView the Online Notice of Meeting which includes the AGM Meeting Book, the Annual Report, Board Resolutions and other important information about the AGM. Links Register here
Financial Advice 2021 Conference
Financial Advice 2021 Conference Location: Wellington More details to follow
What to expect from a monitoring visit
OnlineWhat to expect from a monitoring visit We are now seven months in to the new regime, so it though it was timely to welcome back the FMA to talk to us about how they will approach a monitoring visit and what's changed. Have you fine tuned your record keeping skills? Are you following all […]
