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What to expect from a monitoring visit
November 24, 2021 @ 10:00 am - 11:00 am NZDT
What to expect from a monitoring visit
We are now seven months in to the new regime, so it though it was timely to welcome back the FMA to talk to us about how they will approach a monitoring visit and what’s changed.
Have you fine tuned your record keeping skills? Are you following all of your obligations and duties?
Join us to make sure you gain a good understanding of what to expect. This webinar will help you prepare for a visit or if you have a compliance review on the horizon.
How do I join the webinar series? Zoom Link – simply click on the link to register for the series
Can I ask questions during the webinar? Members will be provided the opportunity to ask questions via the written ‘chat’ function or the Q & A tab.
What is the cost? Free for Financial Advice Members and $50+gst for non-members.
CPD will automatically be applied to member’s accounts within 10 working days after the webinar. If you are not a member and would like a Certificate of Attendance, please indicate on the webinar registration page.
