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Panel discussion with the experts – The new competency requirements – do you know what they are?

October 27 @ 10:00 am - 11:00 am NZDT

Panel discussion with the experts – The new competency requirements – do you know what they are?

To provide regulated financial advice under the new regime, you need to comply with the Code of Professional Conduct for Financial Advice Standards. In particular, Part 2 – Competence, Knowledge and Skill. These have changed in the new regime and for some financial advisers the competency requirements are much higher. If you breach these competency standards it will impact on your FAP and you as a financial adviser.

Did you know there is a safe harbour? Do you qualify? What if you change the type of advice you are providing? Is KiwiSaver advice considered investment advice?

In this webinar we will drill into what competency means and how to meet your obligations. Derek Grantham (FMA) will facilitate a panel discussion with special guests Angus Dale Jones (Code Committee Chair), Kath Williams (SKILLS), and John Botica (FMA).

 

How do I join the webinar series? Zoom Link – simply click on the link to register for the series

Can I ask questions during the webinar? Members will be provided the opportunity to ask questions via the written ‘chat’ function or the Q & A tab.

What is the cost? Free for Financial Advice Members and $50+gst for non-members.

CPD will automatically be applied to member’s accounts within 10 working days after the webinar. If you are not a member and would like a Certificate of Attendance, please indicate on the webinar registration page.

Details

Date:
October 27
Time:
10:00 am - 11:00 am

Venue

Online

Organiser

Financial Advice New Zealand
Phone:
04 499 8062
Email:
info@financialadvice.nz
Website:
www.financialadvice.nz