When Mark Banicevich left the FMA and joined Partners Life, he was acutely aware that changes to the financial advice regime would be challenging for financial advisers – particularly moving from an individual regime, to a licensed entity regime. At Partners Life, Mark’s role as Industry Engagement Manager is to help advisers and adviser businesses understand and transition to the new regime. He also liaises with other industry entities, such as the Financial Services Council.
Check out facilitator Andrew Gunn’s video below about the compliance session.
Come and hear what sector players have done (or have planned) to implement new and compliant advice-processes that meet the requirements of the legislative reforms and licenced regime.
Angi has been in the financial services industry for over 20 years, in various roles with lenders and insurance companies. Angi’s key responsibility is to ensure members are able to attain their CPD goal, by sourcing and offering learning and development opportunities across a range of topics and mediums.
Amanda is a compliance advocate with a passion for driving excellence by developing a compliance culture within an organisation. Having worked in the finance industry in both New Zealand and Europe.
Andrew is the Learning & Development Manager at Financial Advice New Zealand. Andrew’s key responsibility is to assist members with achieving their continuing professional learning goals and facilitate member’s journey to the designations of CFPCM and CLUCM.