Business Session – Conduct and Client Care

Hon Sir Bruce Robertson KNZM, VGSM 

Hon Sir Bruce Robertson KNZM VGSM, Chairman of the Financial Advisers Disciplinary Committee. Lawyer in Dunedin for 20 years and also pro Chancellor University of Otago. Appointed a High Court Judge in 1987 and subsequently President of the Law Commission and a Court of Appeal Judge. Since retirement in 2010 Sir Bruce has held various positions including the Chairman of the Rugby World Cup Authority, Chairman of the NZ Sports Tribunal, Chief Commissioner of Intelligence Warrants, Judge of the Qatar International Court.

Business Session – Client Conduct & Care

Other presenters

Our panel will reflect and comment on the outcomes and recommendations of the Australian Royal Commission, the recent FMA and NZ Reserve Bank reports and reviews – and the discuss the enduring and emerging expectations for financial advisers and their conduct and client-care and what really matters. 

Rob Everett

Rob has been Chief Executive of the Financial Markets Authority since February 2014. Rob spent a year as a director at regulatory consultants Promontory before moving to New Zealand at the end of 2013.  

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Marisa Broome

Marisa is the principal of Wealth Advice an Australian boutique financial planning practice focusing on providing comprehensive holistic advice to high net worth families.

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Sue Brown

Sue is an experienced adviser and leader with the passion, commitment and drive to help clients achieve the outcomes they seek in the regulatory, governance and government sectors.

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