Business Session – Compliance

Amanda Wolt

Amanda is a compliance advocate with a passion for driving excellence by developing a compliance culture within an organisation. Having worked in the finance industry in both New Zealand and Europe, she now works extensively with independent financial adviser firms to guide them through the obstacles and changes taking place in the industry. As the senior Compliance Manager with Consilium, a specialist independent financial services firm, Amanda believes compliance is about
confidence – in your business, your people, your systems.

Business Session – Compliance

Other presenters

Come and hear what sector players have done (or have planned) to implement new and compliant advice-processes that meet the requirements of the legislative reforms and licenced regime. 

Angi Mann

Angi has been in the financial services industry for over 20 years, in various roles with lenders and insurance companies. Angi’s key responsibility is to ensure members are able to attain their CPD goal, by sourcing and offering learning and development opportunities across a range of topics and mediums. 

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Mark Banicevich

Mark as Partners Life Industry Engagement Manager role is to help advisers and adviser businesses understand and transition to the new regime. He also liaises with other industry entities, such as the Financial Services Council.

 

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Andrew Gunn

Facilitator

Andrew is the Learning & Development Manager at Financial Advice New Zealand. Andrew’s key responsibility is to assist members with achieving their continuing professional learning goals and facilitate member’s journey to the designations of CFPCM and CLUCM. 

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